August 16, 2012 – A University of Utah survey of judges in 19 states found that if a convicted criminal is a psychopath, judges consider it an aggravating factor in sentencing, but if judges also hear biological explanations for the disorder, they reduce the sentence by about a year on average.
The new study, published in the Aug. 17, 2012, issue of the journal Science, illustrates the “double-edged sword” faced by judges when they are given a “biomechanical” explanation for a criminal’s mental disorder:
If a criminal’s behavior has a biological basis, is that reason to reduce the sentence because defective genes or brain function leave the criminal with less self-control and ability to tell right from wrong? Or is it reason for a harsher sentence because the criminal likely will reoffend?
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“In a nationwide sample of judges, we found that expert testimony concerning the biological causes of psychopathy significantly reduced sentencing of the psychopath” from almost 14 years to less than 13 years, says study coauthor James Tabery, an assistant professor of philosophy at the University of Utah.
However, the hypothetical psychopath in the study got a longer sentence than the average nine-year sentence judges usually impose for the same crime – aggravated battery – and there were state-to-state differences in whether judges reduced or increased the sentence when given information on the biological causes of psychopathy.
The study was conducted by Tabery; Lisa Aspinwall, a University of Utah associate professor of psychology; and Teneille Brown, an associate professor at the university’s S.J. Quinney College of Law.
The researchers say that so far as they know, their study – funded by a University of Utah grant to promote interdisciplinary research – is the first to examine the effect of the biological causes of criminal behavior on real judges’ reasoning during sentencing.
Biological Explanation of Psychopathy Helps Defendant
The anonymous online survey – distributed with the help of 19 of 50 state court administrators who were approached – involved 181 participating judges reading a scenario, based on a real Georgia case, about a psychopath convicted of aggravated battery for savagely beating a store clerk with a gun during a robbery attempt.
The judges then answered a series of questions, including whether they consider scientific evidence of psychopathy to be an aggravating or mitigating factor that would increase or decrease the sentence, respectively, and what sentence they would impose. They were told psychopathy is incurable and treatment isn’t now an option.
While psychopathy isn’t yet a formal diagnosis in the manual used by psychiatrists, it soon may be added as a category of antisocial personality disorder, Tabery says. The study cited an expert definition of psychopathy as “a clinical diagnosis defined by impulsivity; irresponsibility; shallow emotions; lack of empathy, guilt or remorse; pathological lying; manipulation; superficial charm; and the persistent violation of social norms and expectations.”
The researchers recruited 207 state trial court judges for the study. Six dropped out. Twenty others were excluded because they incorrectly identified the defendant’s diagnosis. That left 181 judges who correctly identified the defendant as a psychopath, including 164 who gave complete data on their sentencing decisions.
The judges were randomly divided into four groups. All the judges read scientific evidence that the convicted criminal was a psychopath and what that means, but only half were given evidence about the genetic and neurobiological causes of the condition. Half the judges in each group got the scientific evidence from the defense, which argued it should mitigate or reduce the sentence, and half the judges got the evidence from the prosecution, which argued it should aggravate or increase the sentence.
Judges who were given a biological explanation for the convict’s psychopathy imposed sentences averaging 12.83 years, or about a year less than the 13.93-year average sentence imposed by judges who were told only that the defendant was a psychopath, but didn’t receive a biological explanation for the condition. In both cases, however, sentencing for the psychopath was longer than the judges’ normal nine-year average sentence for aggravated battery.
Even though the year reduction in sentence may not seem like much, “we were amazed the sentence was reduced at all given that we’re dealing with psychopaths, who are very unsympathetic,” Brown says.
Aspinwall notes: “The judges did not let the defendant off, they just reduced the sentence and showed major changes in the quality of their reasoning.”
The study found that although 87 percent of the judges listed at least one aggravating factor in explaining their decision, when the judges heard evidence about the biomechanical causes of psychopathy from the defense, the proportion of judges who also listed mitigating factors rose from about 30 percent to 66 percent.
Psychopathy was seen as an aggravating factor no matter which side presented the evidence, but it was viewed by the judges as less aggravating when presented by the defense than when presented by the prosecution.
A Disconnect between Sentencing and Criminal Responsibility
One surprising and paradoxical finding of the study was that even though the judges tended to reduce the sentence when given a biological explanation for the defendant’s psychopathy, the judges – when asked explicitly – did not rate the defendant as having less free will or as being less legally or morally responsible for the crime.
“The thought is that responsibility and punishment go hand in hand, so if we see reduced punishment, we would expect to see the judges feel the defendants are less responsible,” Tabery says. “So it is surprising that we got the former, not the latter.”
The researchers also counted explicit mentions by the judges of balancing or weighing factors that increase or reduce sentencing. When evidence of a biological cause of the defendant’s psychopathy was presented by the defense, the judges were about 2.5 times more likely to mention weighing aggravating and mitigating factors than when it was presented by the prosecution or when no biological evidence was presented.
The data show that “the introduction of expert testimony concerning a biological mechanism for psychopathy significantly increased the number of judges invoking mitigating factors in their reasoning and balancing them with aggravating factors,” the researchers conclude. “These findings suggest that the biomechanism did invoke such concepts as reduced culpability due to lack of impulse control, even if these concepts did not affect the ratings of free will and responsibility.”
Brown adds: “In the coming years, we are likely to find out about all kinds of biological causes of criminal behavior, so the question is, why does the law care if most behavior is biologically caused? That’s what is so striking about finding these results in psychopaths, because we’re likely to see an even sharper reduction in sentencing of defendants with a more sympathetic diagnosis, such as mental retardation.”
State Variations in Sentencing
While the overall results showed a reduction in sentencing when judges read biological evidence about the cause of psychopathy, the reduction was greater in some of the 19 states surveyed and nonexistent in others. That is not surprising due to variations in sentencing guidelines, rules of evidence and the extent of judges’ discretion.
There were too few responses from eight states to analyze them individually. In three states – Colorado, New York and Tennessee – biological evidence of psychopathy actually increased the sentence, although the findings weren’t statistically significant.
In eight other states – Alabama, Maryland, Missouri, Nebraska, New Mexico, Oklahoma, Utah and Washington state – biological evidence of psychopathy reduced the sentence or had no effect, and the reduction was statistically significant in two of those states: Utah and Maryland. When just those eight states were examined, the defendant received an average sentence of 10.7 years if evidence was introduced that psychopathy has a biological cause, versus 13.9 years without such evidence.
“We saw sentencing go up in a few states and down in most, and that’s just evidence that it [the double-edge sword] could cut either way,” Brown says.
Aspinwall adds: “When you look at the reasons the judges provide, what is striking to us is the vast majority found the psychopathy diagnosis to be aggravating and, with the presentation of the biological mechanism, also mitigating. So both things are happening.”
To read a PDF of the Science article, click here.
To read a New York Times articles about the study, click here.
To listen to or read a National Public Radio Morning Edition story about the study, click here.
To read a Time magazine story about the study, click here.
To read a Salt Lake Tribune article about the study, click here.
To read a Retuters story about the article, click here.
To view a video of the three researchers discussing the study, click here.